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Quantifying 3D structure and occlusion in dense tropical and temperate forests using close-range LiDAR

DOI:10.1016/j.agrformet.2019.01.033 期刊:Agricultural and Forest Meteorology 出版年份:2019 更新时间:2025-09-19 17:15:36
摘要: Terrestrial laser scanning (TLS) has emerged as a reference for three-dimensional measurements of forest structure as well as forest reconstruction and modeling. Ground-based measurements can be complemented by new light-weight sensors on unmanned aerial vehicles (UAVs) or laser scans from canopy cranes or towers. However, it is still largely unknown how much of the forest canopy volume can be sampled and how occlusion is spatially distributed. We present an approach for highly detailed 3D structure measurements based on TLS on the ground and above canopy measurements from a canopy crane or UAV platform, and assess their spatial sampling in terms of occlusion. Comparing the application in a dense tropical and temperate forest, we demonstrate the ability to sample the complete canopy volume with < 2% occlusion at very high spatial resolution when combining ground and above canopy measurements. This is necessary for a full canopy reconstruction. Ground-based TLS can provide sufficient coverage when no sampling of leaves and branches at top of canopy is required, whereas UAV or tower-based measurements show considerable occlusion in the mid- and understory. We therefore recommend to perform above canopy measurements under leaf off conditions, in sparse forests, or as an addition to ground measurements if a full representation of the whole canopy is required at very high spatial resolution. The latter can pave the way for studies on light availability, micrometeorology, sensor simulations and algorithm testing and development.
作者: Fabian D. Schneider,Felix Morsdorf,Daniel Kükenbrink,Michael E. Schaepman,David S. Schimel
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To quantify 3D structure and occlusion in dense tropical and temperate forests using close-range LiDAR, specifically addressing how occlusion is distributed and how it affects forest reconstruction and modeling.

Combining ground-based TLS with above-canopy measurements (UAVLS or canopy crane) allows for almost complete coverage of dense forest canopies with minimal occlusion (<2%), enabling high-resolution 3D forest modeling. This approach is recommended for applications requiring full canopy representation, such as radiative transfer modeling and ecological studies, while ground-only measurements suffice for stem reconstruction without top canopy details.

The scan pattern in the temperate forest may have limited reduction of occlusion on top of canopy; additional scans outside the plot could have helped. UAVLS measurements had limited scan angles and may not be suitable for complete canopy reconstruction without ground complement. The method assumes random distribution of scatterers in voxels, which may not hold in all forest types. Computational demands for voxel traversal are high.

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